Shiu Lun Yip
葉兆麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Lun Yip (葉兆麟), a licensed former licensee with CE reference AOB531. This person has 13.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles-Lim Capital Limited | Rep | Type 9 - Asset management | 2015-05-19 | 2020-05-06 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-20 | 2015-04-29 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Lun Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Keiren Charles | Charles-Lim Capital Limited | 2015–2020 |
| Shueh Yung Lim | Charles-Lim Capital Limited | 2015–2020 |
| Phoebe Yuen Ting Tse | Charles-Lim Capital Limited | 2015–2020 |
| Licong Li | Charles-Lim Capital Limited | 2016–2020 |
| Yi Wang Ivan Lau | Charles-Lim Capital Limited | 2017–2020 |
| Rui Wang | Charles-Lim Capital Limited | 2015–2016 |
| Andrew John Orchard | Charles-Lim Capital Limited | 2019–2020 |
| Ka Man Yip | Charles-Lim Capital Limited | 2015 |
| Lixiao Wang | Charles-Lim Capital Limited | 2015 |