Chuanming Xiao
肖傳明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuanming Xiao (肖傳明), a licensed former licensee with CE reference AQS483. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-20 | 2010-06-01 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-10 | 2010-06-01 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2009-02-10 | 2010-01-20 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-23 | 2009-02-10 |