Koon Ho Lai
黎冠豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koon Ho Lai (黎冠豪), CE reference ALB158. Total licence records on file: 40.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
RO | Type 4 — Advising on securities | 2025-04-17 | 2026-01-31 |
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
RO | Type 9 — Asset management | 2025-04-17 | 2026-01-31 |
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-25 | 2025-04-17 |
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
Rep | Type 9 — Asset management | 2025-02-25 | 2025-04-17 |
| CMSC Partners Limited 和信資本有限公司 |
RO | Type 4 — Advising on securities | 2022-08-10 | 2024-10-16 |
| CMSC Partners Limited 和信資本有限公司 |
RO | Type 9 — Asset management | 2022-08-10 | 2024-10-16 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-06-03 | 2022-08-08 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
RO | Type 9 — Asset management | 2021-06-03 | 2022-08-08 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-15 | 2021-04-30 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-15 | 2021-04-30 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-30 | 2020-07-15 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-30 | 2020-07-15 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-18 | 2018-11-12 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
RO | Type 9 — Asset management | 2018-05-18 | 2018-11-12 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-27 | 2018-05-18 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-27 | 2018-05-18 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 4 — Advising on securities | 2018-02-27 | 2018-03-20 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 9 — Asset management | 2018-02-27 | 2018-03-20 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-10 | 2017-07-04 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 — Asset management | 2015-09-01 | 2015-12-22 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-06 | 2015-09-01 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2015-03-05 | 2015-07-27 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2015-01-12 | 2015-03-05 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-14 | 2014-12-15 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-14 | 2014-12-15 |
| DA International Financial Service Limited 直達國際金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-09-02 | 2012-01-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-02-18 | 2011-08-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-17 | 2011-08-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-17 | 2011-02-18 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-07 | 2010-11-09 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-07 | 2010-11-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-13 | 2010-09-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-13 | 2010-09-01 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-01 | 2010-09-01 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-01 | 2010-09-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-15 | 2009-11-23 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-15 | 2009-11-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-18 | 2006-12-19 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-14 | 2005-12-10 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-16 | 2004-12-22 |