Shujie Li
李樹杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shujie Li (李樹杰), a licensed former licensee with CE reference AUR549. This person has 3.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-03 | 2013-03-29 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-03 | 2010-09-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shujie Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.