Robert Keith James
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Keith James ( ), a licensed former licensee with CE reference ANR401. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Comgest Far East Limited |
RO | Type 1 — Dealing in securities | 2014-11-03 | 2023-12-01 |
| Comgest Far East Limited |
Rep | Type 4 — Advising on securities | 2012-01-03 | 2023-12-01 |
| Comgest Far East Limited |
Rep | Type 9 — Asset management | 2012-01-03 | 2023-12-01 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-10-19 | 2011-10-07 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-07-20 | 2006-10-19 |