Veronique Marcelle Ficheux
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Veronique Marcelle Ficheux ( ), a licensed former licensee with CE reference ACC804. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | RO | Type 1 — Dealing in securities | 2015-11-05 | 2016-12-31 |
| Capstone Financial (HK) Limited | RO | Type 4 — Advising on securities | 2015-11-05 | 2016-12-31 |
| Capstone Financial (HK) Limited | RO | Type 9 — Asset management | 2015-11-05 | 2016-12-31 |
| Capstone Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2015-10-05 | 2015-11-05 |
| Capstone Financial (HK) Limited | Rep | Type 4 — Advising on securities | 2015-10-05 | 2015-11-05 |
| Capstone Financial (HK) Limited | Rep | Type 9 — Asset management | 2015-10-05 | 2015-11-05 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-13 | 2015-09-04 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-08-13 | 2015-09-04 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 9 — Asset management | 2013-08-13 | 2015-09-04 |
| Elite Financial Services Limited 卓越理財顧問有限公司 |
RO | Type 9 — Asset management | 2013-05-23 | 2013-05-25 |
| Philippa Huckle Group Limited, The | RO | Type 9 — Asset management | 2006-01-13 | 2010-10-25 |
| Philippa Huckle Group Limited, The | Rep | Type 4 — Advising on securities | 2005-03-21 | 2010-10-25 |
| Comgest Far East Limited |
RO | Type 4 — Advising on securities | present | 2003-09-15 |
| Comgest Far East Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-09-15 |
| Comgest Far East Limited |
RO | Type 9 — Asset management | present | 2003-09-15 |