Gaurish Pinge
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaurish Pinge ( ), a licensed former licensee with CE reference AMD158. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Comgest Far East Limited |
RO | Type 1 — Dealing in securities | 2019-12-03 | 2023-04-18 |
| Comgest Far East Limited |
RO | Type 4 — Advising on securities | 2015-04-27 | 2023-04-18 |
| Comgest Far East Limited |
RO | Type 9 — Asset management | 2015-04-27 | 2023-04-18 |
| Comgest Far East Limited |
Rep | Type 1 — Dealing in securities | 2015-03-30 | 2019-12-03 |
| Comgest Far East Limited |
Rep | Type 4 — Advising on securities | 2014-08-25 | 2015-04-27 |
| Comgest Far East Limited |
Rep | Type 9 — Asset management | 2014-08-25 | 2015-04-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-17 | 2014-08-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-24 | 2005-06-25 |