Wai Keung Chiu
趙偉強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Keung Chiu (趙偉強), a licensed former licensee with CE reference AEP032. This person has 12.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-02 | 2015-12-09 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-02 | 2015-12-09 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-08 | 2015-02-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-16 | 2015-02-21 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-16 | 2015-02-21 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-09 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-09 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-09 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Keung Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.