Wai Keung Chiu
趙偉強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Keung Chiu (趙偉強), a licensed former licensee with CE reference AEP032. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-02 | 2015-12-09 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-02 | 2015-12-09 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-08 | 2015-02-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-16 | 2015-02-21 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-16 | 2015-02-21 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-09 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-09 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-09 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-09 |