Kwok Ching Chung
鍾國楨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ching Chung (鍾國楨), a licensed former licensee with CE reference ABQ167. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-06 | 2006-07-03 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-31 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-11 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-11 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-11 |