Yip Fung Lee
李業豐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yip Fung Lee (李業豐), a licensed former licensee with CE reference ALS464. This person has 18.0 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alpha Securities Limited 太明證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2016-09-19 | 2024-07-22 |
| Pacific Alpha Securities Limited 太明證券投資有限公司 |
RO | Type 4 - Advising on securities | 2016-09-19 | 2024-07-22 |
| Formax Securities Limited 福億證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-05-12 | 2015-09-11 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-13 | 2015-05-12 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-31 | 2015-03-04 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-31 | 2015-03-04 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-01 | 2013-07-17 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-05 | 2013-07-17 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-15 | 2010-06-30 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-20 | 2009-06-05 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-06-20 | 2009-06-05 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-29 | 2008-06-07 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-12-29 | 2008-06-07 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-30 | 2006-11-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-15 | 2006-11-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-10 | 2006-05-08 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-17 | 2005-08-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yip Fung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.