Aashvi Bana
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aashvi Bana, a licensed Representative with CE reference BPK829. Currently licensed at 2 firm(s): Goldman Sachs (Asia) Securities Limited, Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 5.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2024-09-02 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2024-08-21 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-21 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-08-21 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-12-04 | 2024-05-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2020-05-04 | 2024-05-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2020-05-04 | 2024-05-13 |