Alison Chiu Yu Chan
陳昭瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alison Chiu Yu Chan (陳昭瑜), CE reference BNO027. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2022-01-21 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2022-01-21 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-28 | 2021-09-30 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-28 | 2021-09-30 |