Tin Tak Cho
曹天德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Tak Cho (曹天德), a licensed Responsible Officer with CE reference AXX258. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2026-05-04 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 — Advising on corporate finance | 2026-05-04 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2025-12-29 | 2026-05-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2025-12-02 | 2026-05-04 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2023-11-02 | 2025-08-29 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2020-02-14 | 2023-11-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-19 | 2019-09-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-19 | 2019-09-12 |