Nimita Bhargava
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nimita Bhargava, CE reference AZQ936. Currently licensed at 2 firm(s): Goldman Sachs (Asia) Securities Limited, Goldman Sachs (Asia) L.L.C.. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-06-26 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-23 | 2016-03-14 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-06-23 | 2016-03-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-26 | 2016-10-10 |