Vincent Siu Pan Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Siu Pan Li (李肇斌), a licensed Representative with CE reference ATH809. Currently licensed at 2 firm(s): FIL Investment Advisors, FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.9 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2014-09-08 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-08 | present |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2014-09-08 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-09-08 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-11 | 2012-02-17 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-10-11 | 2012-02-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-11 | 2012-02-17 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-11 | 2012-02-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-10 | 2014-03-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-07-10 | 2014-03-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Siu Pan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.