Lubatu Liu
劉陸巴圖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lubatu Liu (劉陸巴圖), CE reference BFV920. Currently licensed at 2 firm(s): FIL Investment Advisors, FIL Investment Management (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2022-09-26 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-26 | present |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2022-09-26 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-09-26 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-24 | 2016-07-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-24 | 2016-07-04 |