Dale Owen Nicholls
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dale Owen Nicholls, a licensed Representative with CE reference ALK264. Currently licensed at 2 firm(s): FIL Investment Advisors, FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2004-11-05 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-05 | present |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2004-11-05 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-11-05 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dale Owen Nicholls during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.