Katsunosuke Ozawa
小澤克之助
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katsunosuke Ozawa (小澤克之助), a licensed former licensee with CE reference AGV995. This person has 3.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-10-27 | 2014-04-01 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-10-27 | 2014-04-01 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Katsunosuke Ozawa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.