Yoshiyuki Omura
大村良幸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoshiyuki Omura (大村良幸), CE reference AAD085. Currently licensed at 2 firm(s): Everbright Securities Investment Services (HK) Limited, CES Forex (HK) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-10 | present |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-09-14 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-24 | present |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-16 | 2012-06-20 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-23 | 2012-01-07 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-03-31 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-02 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2006-03-31 |