Shinichi Takaya
鷹谷真一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinichi Takaya (鷹谷真一), a licensed former licensee with CE reference BKD954. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-13 | 2019-09-01 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-26 | 2019-09-01 |