Lina Poh Imm Lim
林寶音
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lina Poh Imm Lim (林寶音), a licensed former licensee with CE reference ARK102. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-17 | 2011-11-27 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-06-17 | 2011-11-27 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-11-03 | 2011-06-17 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2009-11-03 | 2011-06-17 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-29 | 2009-11-03 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-07-29 | 2009-11-03 |