Wang Chow
周泓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Chow (周泓), a licensed former licensee with CE reference AIV279. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 4 — Advising on securities | 2021-08-06 | 2025-03-13 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 9 — Asset management | 2019-06-14 | 2025-03-13 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-19 | 2019-06-14 |
| CN Capital Management Limited | Rep | Type 9 — Asset management | 2014-07-17 | 2017-01-09 |
| Rayliant Asset Management Limited 銳聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-09 | 2013-03-11 |
| Rayliant Asset Management Limited 銳聯資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-01-09 | 2013-03-11 |
| Triskele Capital Management Limited 卓司高資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-18 | 2012-01-04 |
| Triskele Capital Management Limited 卓司高資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-01-18 | 2012-01-04 |
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | 2007-07-19 | 2009-01-31 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2007-07-19 | 2009-01-31 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-01 | 2007-06-20 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-08-01 | 2007-06-20 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-21 | 2006-07-01 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 9 — Asset management | 2004-12-21 | 2006-07-01 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-11 | 2003-08-14 |