Kaicong Xie
謝開聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaicong Xie (謝開聰), a licensed former licensee with CE reference BAP925. This person has 10.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-12 | 2025-07-23 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-02-12 | 2025-07-23 |
| Taiping Capital Limited 太平融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-07-05 | 2023-06-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-23 | 2023-06-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-05 | 2020-11-23 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-09-04 | 2020-08-31 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-13 | 2020-08-31 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 4 - Advising on securities | 2017-12-13 | 2020-08-31 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-10 | 2017-12-13 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-10 | 2017-12-13 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-08 | 2017-06-16 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-20 | 2017-06-16 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-20 | 2017-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kaicong Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.