Wai Ming Lo
盧偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Lo (盧偉明), a licensed former licensee with CE reference ACI070. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-25 | 2019-04-23 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-06-25 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-30 |