Lau Shui Cheng
鄭流水
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lau Shui Cheng (鄭流水), a licensed former licensee with CE reference AAY599. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-24 | 2022-03-31 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-24 | 2003-09-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-24 | 2003-09-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 9 — Asset management | 2003-04-24 | 2003-09-30 |