Jae Ho Chang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jae Ho Chang, a licensed Responsible Officer with CE reference BPU322. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RO | Type 1 - Dealing in securities | 2022-06-01 | present |
| Nuveen Hong Kong Limited | RO | Type 4 - Advising on securities | 2022-06-01 | present |
| Nuveen Hong Kong Limited | RO | Type 9 - Asset management | 2022-06-01 | present |
| Nuveen Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-07-09 | 2022-06-01 |
| Nuveen Hong Kong Limited | Rep | Type 4 - Advising on securities | 2020-07-09 | 2022-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jae Ho Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.