Andrew Kai-Jie Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Kai-Jie Lai (賴凱杰), a licensed Representative with CE reference BKL102. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-20 | present |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2018-11-20 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2018-11-09 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-28 | 2018-08-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-28 | 2018-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Kai-Jie Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.