Yik Yu Liu
廖翊宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Yu Liu (廖翊宇), a licensed Representative with CE reference BHR466. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities. This person has 9.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-02 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-07-06 | 2018-05-24 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-07-06 | 2019-10-17 |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 |
Rep | Type 10 - Providing credit rating services | 2016-06-27 | 2017-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yik Yu Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.