Kwok Kei Lai
黎國基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kei Lai (黎國基), a licensed former licensee with CE reference BGZ923. This person has 10.3 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infini Capital Management Limited 無極資本管理有限公司 |
RO | Type 9 - Asset management | 2025-11-11 | 2026-10-19 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 9 - Asset management | 2025-02-12 | 2025-09-18 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-18 | 2025-09-18 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 4 - Advising on securities | 2023-10-18 | 2025-09-18 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-05 | 2023-10-18 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-05 | 2023-10-18 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 9 - Asset management | 2023-09-05 | 2025-02-12 |
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 9 - Asset management | 2021-09-03 | 2023-07-31 |
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-12 | 2023-07-31 |
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-18 | 2020-05-12 |
| M Securities Limited 雙龍證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-01 | 2019-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Kei Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Man Yu Lee | Upmax Securities Limited | 2019–2023 |
| Kin Kwok Kwan | M Securities Limited | 2016–2019 |
| Jen Hock Low | M Securities Limited | 2016–2019 |
| Stephen Ka Kon Pang | M Securities Limited | 2016–2019 |
| Hok Suen Hui | Upmax Securities Limited | 2019–2023 |
| Tung Ching Chan | Upmax Securities Limited | 2019–2023 |
| Yiu Wah Chiu | Upmax Securities Limited | 2019–2023 |
| Chun Kwok Hui | Upmax Securities Limited | 2019–2023 |
| Sung Yin Lee | Upmax Securities Limited | 2021–2023 |
| Tien Kok Tan | M Securities Limited | 2016–2019 |
| Ricky Tim Lam | Upmax Securities Limited | 2021–2023 |
| Junfei Ren | Pando Finance Limited | 2023–2025 |
| Ka Shing Chan | Pando Finance Limited | 2023–2025 |
| Lik Man Tang | Pando Finance Limited | 2024–2025 |
| Ming Han Lee | Pando Finance Limited | 2024–2025 |
| Yat Hei Wong | Pando Finance Limited | 2023–2024 |
| Ean Kiam Ng | Pando Finance Limited | 2024–2025 |
| Penny Yuk Ng | Upmax Securities Limited | 2021–2022 |
| Rebecca Sze Ming Cheng | Upmax Securities Limited | 2022–2023 |
| Ping Wai Kwong | M Securities Limited | 2016–2017 |