Ping Wai Kwong
鄺平威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Wai Kwong (鄺平威), a licensed former licensee with CE reference AAA181. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Selina & Co. Limited 永高證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-25 | 2023-12-01 |
| Zhong Yang Securities Limited 中陽證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-14 | 2021-12-31 |
| Zhong Yang Securities Limited 中陽證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-01-14 | 2021-12-31 |
| Zhong Yang Securities Limited 中陽證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-03 | 2020-01-14 |
| Ko Kun Stock Company Limited 高勤證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-08 | 2019-10-31 |
| M Securities Limited 雙龍證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-02-23 | 2017-01-31 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-01-31 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-01-31 |
| Kaiser Securities Limited 嘉信証券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
RO | Type 9 — Asset management | present | 2005-02-18 |