Stephen Ka Kon Pang
彭嘉幹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Ka Kon Pang (彭嘉幹), CE reference ACW359. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Rich Securities Limited 金裕富證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-05 | 2025-07-25 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
RO | Type 4 — Advising on securities | 2024-07-05 | 2025-07-25 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-30 | 2024-07-05 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-30 | 2024-07-05 |
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-29 | 2024-04-05 |
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-11-29 | 2024-04-05 |
| Manford Financial Limited 民鋒金融有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-27 | 2022-11-29 |
| Manford Financial Limited 民鋒金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-09-27 | 2022-11-29 |
| XHK Limited | RO | Type 1 — Dealing in securities | 2021-04-09 | 2022-02-18 |
| XHK Limited | RO | Type 2 — Dealing in futures contracts | 2021-04-09 | 2022-02-18 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-08 | 2021-02-16 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-08 | 2021-02-16 |
| M Securities Limited 雙龍證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-18 | 2020-01-31 |
| Ingensoma Trading Group Limited |
RO | Type 1 — Dealing in securities | 2013-09-18 | 2014-10-30 |
| Ingensoma Trading Group Limited |
RO | Type 2 — Dealing in futures contracts | 2013-09-18 | 2014-10-30 |
| Ingensoma Trading Group Limited |
Rep | Type 1 — Dealing in securities | 2013-08-28 | 2013-09-18 |
| Ingensoma Trading Group Limited |
Rep | Type 2 — Dealing in futures contracts | 2013-08-28 | 2013-09-18 |
| Tibra Trading Hong Kong Limited | RO | Type 1 — Dealing in securities | 2008-06-18 | 2013-07-24 |
| Tibra Trading Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2008-06-18 | 2013-07-24 |
| Tibra Trading Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-06-04 | 2008-06-18 |
| Tibra Trading Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-04 | 2008-06-18 |
| Eclipse Options (HK) Limited | RO | Type 2 — Dealing in futures contracts | 2008-03-10 | 2008-05-07 |
| Eclipse Options (HK) Limited | RO | Type 1 — Dealing in securities | 2007-05-31 | 2008-05-07 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2006-11-28 | 2007-01-15 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2006-11-28 | 2007-01-15 |
| ABN AMRO Clearing Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2005-12-29 | 2007-01-15 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2005-11-22 | 2005-12-29 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-11-18 |