Pei Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei Lu (魯沛), a licensed Representative with CE reference BFA497. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-16 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-16 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-10-16 | present |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-03 | 2024-09-06 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-03 | 2024-09-06 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-03-03 | 2024-09-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pei Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.