Michael Ming Jeung Li
李名璋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Ming Jeung Li (李名璋), a licensed former licensee with CE reference AVH485. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-03 | 2024-03-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-03 | 2024-03-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-03 | 2024-03-01 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-23 | 2016-05-13 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-09-14 | 2012-09-30 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-21 | 2011-08-11 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-21 | 2011-08-11 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-30 | 2011-04-11 |