Alfred Bing Chak Bong Lo
盧澤邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Bing Chak Bong Lo (盧澤邦), a licensed former licensee with CE reference ABZ449. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-02 | 2021-12-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-09-15 | 2021-12-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2008-12-08 | 2021-12-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-10-22 | 2008-12-08 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-08 | 2008-10-02 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2008-09-08 | 2008-10-02 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2008-09-08 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2008-09-08 |