Yuanji Pan
潘元濟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanji Pan (潘元濟), a licensed former licensee with CE reference BCU992. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-04-25 | 2022-08-31 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
RO | Type 9 — Asset management | 2022-04-25 | 2022-08-31 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-20 | 2022-04-25 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-20 | 2022-04-25 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-28 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-28 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-28 | 2021-01-31 |