Nan Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Zhang (張楠), a licensed Responsible Officer with CE reference BEC793. Currently licensed at 1 firm(s): Guoyuan Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-10-20 | present |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-10-20 | present |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-29 | 2017-10-20 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-09-29 | 2017-10-20 |
| EXS Capital Asia Limited | Rep | Type 4 - Advising on securities | 2014-09-17 | 2015-01-25 |
| EXS Capital Asia Limited | Rep | Type 6 - Advising on corporate finance | 2014-09-17 | 2015-01-25 |
| EXS Capital Asia Limited | Rep | Type 9 - Asset management | 2014-09-17 | 2015-01-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.