Chun Ngai Wu
鄔俊毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Ngai Wu (鄔俊毅), a licensed Responsible Officer with CE reference BCN228. Currently licensed at 1 firm(s): Wah Chit Global Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.1 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wah Chit Global Capital Limited 華捷環球資本有限公司 |
RO | Type 4 - Advising on securities | 2026-08-27 | present |
| Wah Chit Global Capital Limited 華捷環球資本有限公司 |
RO | Type 9 - Asset management | 2026-08-27 | present |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-18 | 2026-07-31 |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 9 - Asset management | 2024-03-18 | 2026-07-31 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-01 | 2024-02-29 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-12-01 | 2024-02-29 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-06 | 2016-06-27 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-06 | 2016-06-27 |
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-07 | 2015-07-10 |
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-07 | 2015-07-10 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-13 | 2014-09-25 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-13 | 2014-09-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Ngai Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.