Hoi To Shum
沈海濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi To Shum (沈海濤), a licensed former licensee with CE reference BHY269. This person has 5.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-25 | 2023-09-28 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-07-25 | 2023-09-28 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-22 | 2021-05-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-23 | 2019-06-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi To Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.