Ka Yi Shum
岑嘉兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yi Shum (岑嘉兒), a licensed former licensee with CE reference BBG283. This person has 8.0 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heavenly Wealth Management Limited 天道理財有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-01 | 2021-06-30 |
| Heavenly Wealth Management Limited 天道理財有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-01 | 2021-06-30 |
| Heavenly Wealth Management Limited 天道理財有限公司 |
Rep | Type 9 - Asset management | 2017-08-01 | 2021-06-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-08 | 2017-06-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-08 | 2017-06-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 - Asset management | 2014-09-08 | 2017-06-30 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-08 | 2014-08-22 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-08 | 2014-08-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yi Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.