Ricky Li Gee Siao
蕭立基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Li Gee Siao (蕭立基), a licensed former licensee with CE reference BFY282. This person has 7.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2022-07-26 | 2023-06-30 |
| Penjing Asset Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2022-07-26 | 2023-06-30 |
| Penjing Asset Management (Asia) Limited | Rep | Type 9 - Asset management | 2022-07-26 | 2023-06-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-04 | 2022-06-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2019-02-04 | 2022-06-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 9 - Asset management | 2019-02-04 | 2022-06-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-04 | 2019-02-04 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-04 | 2019-02-04 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 - Asset management | 2015-08-04 | 2019-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ricky Li Gee Siao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.