Ka Chun Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun Wong (黃家俊), a licensed Responsible Officer with CE reference BAI761. Currently licensed at 1 firm(s): Pearl International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.2 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-09-30 | present |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 4 - Advising on securities | 2024-09-30 | present |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 9 - Asset management | 2024-09-30 | present |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
RO | Type 4 - Advising on securities | 2024-05-22 | 2024-07-01 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-21 | 2024-07-01 |
| aacat fintech Limited 貓達人金融科技有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-27 | 2023-05-01 |
| Future World Securities Investment Limited 未來世界證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-03 | 2022-03-31 |
| Future World Securities Investment Limited 未來世界證券投資有限公司 |
RO | Type 4 - Advising on securities | 2020-11-03 | 2022-03-31 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-21 | 2020-07-27 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-05-21 | 2020-07-27 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 4 - Advising on securities | 2020-05-21 | 2020-07-27 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-05-21 | 2020-07-27 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-06-18 | 2020-04-15 |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-05-14 | 2020-04-15 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 4 - Advising on securities | 2019-05-14 | 2020-04-15 |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-05-14 | 2020-04-15 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-31 | 2020-04-15 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-03 | 2017-03-31 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-01-03 | 2019-05-14 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-10 | 2016-12-16 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-10 | 2016-12-16 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-01-18 | 2015-06-22 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-24 | 2015-06-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Chun Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.