Osvaldo Chit Man Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Osvaldo Chit Man Kwan (關捷文), a licensed Responsible Officer with CE reference BAI043. Currently licensed at 1 firm(s): DWS Investments Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-13 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 - Advising on securities | 2023-06-13 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 - Asset management | 2023-06-13 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-08 | 2023-06-13 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-08 | 2023-06-13 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2015-12-08 | 2023-06-13 |
| LIM Advisors Limited | Rep | Type 9 - Asset management | 2012-10-18 | 2015-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Osvaldo Chit Man Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.