Man Yu Lee
李敏如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yu Lee (李敏如), a licensed Responsible Officer with CE reference BAC300. Currently licensed at 1 firm(s): Upmax Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 9.9 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 9 - Asset management | 2021-03-08 | present |
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-11 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-30 | 2013-06-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-08-30 | 2013-06-15 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Yu Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hok Suen Hui | Upmax Securities Limited | 2017–present |
| Yiu Wah Chiu | Upmax Securities Limited | 2017–present |
| Tung Ching Chan | Upmax Securities Limited | 2017–present |
| Sung Yin Lee | Upmax Securities Limited | 2021–present |
| Ricky Tim Lam | Upmax Securities Limited | 2021–present |
| Kwok Kei Lai | Upmax Securities Limited | 2019–2023 |
| Chun Kwok Hui | Upmax Securities Limited | 2018–2023 |
| Rebecca Sze Ming Cheng | Upmax Securities Limited | 2022–present |
| Wai Keung Yeung | Upmax Securities Limited | 2023–2025 |
| Heung Chin Chui | Upmax Securities Limited | 2025–present |
| Derek Yin Kui Wong | Upmax Securities Limited | 2025–2026 |
| Penny Yuk Ng | Upmax Securities Limited | 2021–2022 |
| Lai Heung Lam | Upmax Securities Limited | 2021–2022 |
| Chi Yin Poon | Upmax Securities Limited | 2023–2024 |
| Wing Hung Cheng | Upmax Securities Limited | 2017–2018 |