Thomas Stephen Adams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Stephen Adams, a licensed former licensee with CE reference AZZ286. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-08-03 | 2012-11-12 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-08-03 | 2012-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Stephen Adams during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.