Erdong Gu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erdong Gu (顧爾東), a licensed Responsible Officer with CE reference AZT025. Currently licensed at 2 firm(s): TFI Asset Management Limited, TFI Securities and Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 13.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-06-09 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-11-27 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 - Asset management | 2019-11-27 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-26 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-05 | 2019-08-26 |
| Jingdong Securities Limited 京東証劵有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-09 | 2019-05-10 |
| Jingdong Securities Limited 京東証劵有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-09 | 2019-05-10 |
| Jingdong Securities Limited 京東証劵有限公司 |
Rep | Type 9 - Asset management | 2019-05-09 | 2019-05-10 |
| Changchun Securities Limited 長春證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-11 | 2019-04-30 |
| Changchun Securities Limited 長春證券有限公司 |
RO | Type 4 - Advising on securities | 2018-06-11 | 2019-04-30 |
| Changchun Securities Limited 長春證券有限公司 |
RO | Type 9 - Asset management | 2018-06-11 | 2019-04-30 |
| Foresee Global Asset Management (HK) Limited 富善國際資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-08-10 | 2018-03-29 |
| Foresee Global Asset Management (HK) Limited 富善國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-07-27 | 2017-08-10 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-12-30 | 2015-12-17 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-26 | 2014-12-19 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-26 | 2014-12-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Erdong Gu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.