Louis Anthony Boscia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Anthony Boscia, a licensed Responsible Officer with CE reference AZB287. Currently licensed at 2 firm(s): State Street Global Advisors Asia Limited, State Street Global Advisors Singapore Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 0.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-10 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-06-10 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2026-06-10 | present |
| State Street Global Advisors Singapore Limited | RO | Type 4 - Advising on securities | 2026-06-10 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2026-06-10 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 - Asset management | 2026-06-10 | present |
| State Street Global Advisors Singapore Limited | RO | Type 9 - Asset management | 2026-06-10 | present |
| BNY Mellon Managed Investments Limited | Rep | Type 1 - Dealing in securities | 2015-04-01 | 2015-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Louis Anthony Boscia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.