Gang Zhou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gang Zhou (周剛), a licensed Responsible Officer with CE reference AWP701. Currently licensed at 1 firm(s): RIME Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.7 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 9 - Asset management | 2025-04-30 | present |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-03 | present |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 4 - Advising on securities | 2024-12-03 | present |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-25 | 2024-12-03 |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-25 | 2024-12-03 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-26 | 2024-07-12 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-26 | 2024-07-12 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-09 | 2023-05-07 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-03-09 | 2023-05-07 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-25 | 2023-03-09 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-25 | 2023-03-09 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-15 | 2013-10-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-11 | 2013-10-01 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-11 | 2011-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gang Zhou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.