Ning Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Li (李宁), a licensed Representative with CE reference AWJ815. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.5 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-08-22 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-12 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2011-02-07 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-20 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-03-07 | 2022-08-22 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-24 | 2022-03-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ning Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.