Kwai Wah Lam
林貴華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Wah Lam (林貴華), a licensed Representative with CE reference AFP678. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 20.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-16 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-16 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-06 | 2012-01-18 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-30 | 2012-01-18 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-07-01 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-28 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Wah Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.