Stephen Che Leung Chiu
趙子良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Che Leung Chiu (趙子良), CE reference AAF386. Currently licensed at 1 firm(s): Victory Securities Company Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-02-22 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-13 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 — Advising on securities | 2005-12-13 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 — Asset management | 2005-12-13 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-13 | 2005-12-13 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-13 | 2005-12-13 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2005-04-13 | 2005-12-13 |
| Ten & Ten Securities Company 全美證券行 |
RO | Type 1 — Dealing in securities | present | 2004-12-31 |
| Ten & Ten Securities Company 全美證券行 |
RO | Type 4 — Advising on securities | present | 2004-12-31 |
| Ten & Ten Securities Company 全美證券行 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-09 |
| Ten & Ten Securities Company 全美證券行 |
RO | Type 9 — Asset management | present | 2004-12-31 |